Standard operating procedure lifecycle management

Standard operating procedure lifecycle management

This guide will serve as your roadmap for creating, implementing, reviewing, and retiring your organization's SOPs. SOP Lifecycle Management is a critical part of maintaining operational efficiency, regulatory compliance, and overall business effectiveness. Whether you're a newcomer to this domain or a seasoned professional looking to update your knowledge, our guide will provide practical tasks and valuable insights at each stage of the SOP lifecycle.

Each stage of this lifecycle is crucial for maintaining effective and compliant operations within an organization. SOPs should be considered living documents that evolve with the organization and its environment.


Need identification

Identify the need for a new SOP. This might be due to a new task, process, or legal requirement.

  1. Analyze current procedures Understand current procedures and assess if they are sufficient or need to be documented. This could involve speaking with employees, reviewing process logs, or examining process outputs.
  2. Identify gaps and inefficiencies Identify any issues with current procedures. These could include gaps where procedures could be clearly defined or inefficiencies where procedures could be improved.
  3. Review regulatory requirements Review relevant legal or regulatory requirements to ensure all required procedures are documented as SOPs.
  4. Monitor industry trends and practices Stay updated on industry trends and best practices, and assess if there are new procedures your organization should adopt.
  5. Evaluate organizational changes If the organization undergoes changes, such as introducing new products or services, changing existing ones, or adopting new technologies, assess if new SOPs are needed.
  6. Assess risk management needs Consider risk management requirements and whether new SOPs could help manage identified risks.
  7. Collect feedback from employees Regularly solicit feedback about difficulties employees face, which could be mitigated with new or revised SOPs.
  8. Coordinate with different departments Speak with representatives from different departments to understand their unique procedural needs.
  9. Assess training needs If new employees struggle with certain tasks or if there are tasks that only a few employees can perform, an SOP might be helpful.
  10. Facilitate continuous improvement Encourage a culture of continuous improvement where employees are encouraged to suggest areas where SOPs could be beneficial or existing SOPs could be improved.


The responsible person/team drafts the SOP. The draft should clearly describe the process, specify the involved parties, and detail the responsibilities of each party.

  1. Define the procedure's purpose Clearly outline the purpose of the SOP. This should encompass what the procedure will achieve and its necessity.
  2. Identify involved parties List all parties, such as specific roles or departments, involved in the procedure.
  3. Detail each step Break down the procedure into individual, clear, concise, and actionable steps.
  4. Include necessary resources Identify any tools, software, equipment, or materials required to carry out the procedure.
  5. Create process diagrams Where helpful, generate diagrams or flowcharts to represent the procedure visually.
  6. Define success criteria Specify the expected outcome of the procedure, along with the criteria for measuring its success.
  7. Outline safety or compliance considerations If applicable, provide instructions related to safety or regulatory compliance.
  8. Designate SOP owner Determine who will be responsible for maintaining the SOP and addressing any questions or issues related to it.
  9. Include revision history Include a section to record changes to the SOP over time, including the date, change details, and the person responsible for the changes.
  10. Draft in accessible language Use language that is easily understood. Avoid unnecessary jargon, and if technical terms are needed, provide definitions or explanations.

Review and approval

The draft is reviewed by relevant stakeholders, experts, or a designated review team. The draft might go through several iterations before approval.

  1. Assemble review team Identify and bring together key stakeholders, subject matter experts, and representatives from affected departments to form a review team.
  2. Distribute draft SOP Share the draft SOP with the review team, ensuring they have adequate time to review it thoroughly.
  3. Check for clarity Review the SOP for clarity and understandability for all potential users. Make sure that any technical jargon is either explained or can be readily understood by the intended audience.
  4. Verify the accuracy of steps Make sure that all steps are correct, comprehensive, and sequenced properly.
  5. Check compliance Confirm that the SOP aligns with all relevant regulatory standards and does not inadvertently cause compliance issues.
  6. Ensure consistency Cross-reference with other related SOPs to prevent confusion or conflicting instructions.
  7. Solicit feedback Collect and integrate feedback from the review team. This might require multiple iterations of the SOP.
  8. Final approval After the feedback has been incorporated and the SOP is in its final form, obtain approval from the designated authority.
  9. Documentation Record the approval process, including who approved the SOP and when, and maintain this documentation for audit purposes.
  10. Prepare for distribution Get the approved SOP ready for distribution and implementation. This might involve formatting it for the intended distribution channels or notifying stakeholders about the upcoming new SOP.



All involved personnel are trained on the new SOP. This ensures everyone understands the SOP and can correctly follow it.

  1. Identify training needs Evaluate the necessary training for the SOP based on the complexity of the procedure and the existing knowledge and skills of the staff.
  2. Develop training material Generate materials to support the training, which may include written guides, video demonstrations, or interactive simulations.
  3. Organize training sessions Schedule training sessions, ensuring that all relevant personnel can attend. Multiple sessions might be needed to accommodate different schedules or locations.
  4. Communicate training schedule Inform all personnel about the training schedule, making sure they understand the importance of the training and their requirement to attend.
  5. Deliver training Conduct the training sessions, providing an interactive environment that allows for questions and feedback.
  6. Incorporate practical examples Use real-world examples or case studies during training to help personnel better understand and relate to the SOP.
  7. Test understanding Measure personnel's understanding following the training through quizzes, practical demonstrations, or discussions.
  8. Address questions and concerns Offer a platform for personnel to ask questions or express concerns, both during and after the training.
  9. Refresher training Plan periodic refresher training sessions to keep the SOP fresh in the personnel's minds.
  10. Document training Maintain records of training, including who completed the training, when it was completed, and the results of any understanding or competency tests. This is important for compliance and auditing purposes.


The SOP is formally communicated to all relevant parties, usually via internal communication channels.

  1. Prepare communication plan Develop a comprehensive plan detailing how the new SOP will be communicated to the relevant staff. This plan should consider the most effective channels and timing for communication.
  2. Craft a clear message Create a clear and concise message regarding the new SOP. This message should explain what the SOP entails, its importance, and what is expected of the personnel.
  3. Identify SOP beneficiaries Determine all individuals who will be directly or indirectly affected by the SOP. These individuals should be the primary recipients of your communication.
  4. Schedule communication Set a timeline for when the SOP will be communicated. This should ideally be close to the implementation date but allow sufficient time for personnel to familiarize themselves with the SOP.
  5. Use multiple channels Utilize various communication channels to ensure the message reaches all relevant personnel. These channels could include emails, meetings, internal newsletters, or the company's intranet.
  6. Organize an SOP launch meeting Consider hosting a meeting or webinar to introduce the SOP, allowing personnel the opportunity to ask questions and clarify any uncertainties.
  7. Make SOP accessible Make sure that the SOP is easily accessible to all relevant personnel. This could involve uploading it to the company intranet or a shared drive.
  8. Provide contact information Include contact details for the SOP owner or other relevant parties, so personnel knows who to reach out to with questions.
  9. Follow-up communication Plan follow-up communications to remind personnel about the SOP, address any feedback or queries, and reinforce the SOP's importance.
  10. Document communication Record your communication efforts for auditing purposes, noting when and how the SOP was communicated and who received the communication.

Monitoring and Auditing

Regular monitoring

The SOP's effectiveness should be regularly monitored. This could involve checks to ensure the SOP is being followed or metrics to measure the SOP's effectiveness in achieving its intended purpose.

  1. Establish a monitoring schedule Define a regular schedule for monitoring the SOP. The frequency might vary based on the criticality and complexity of the procedure.
  2. Develop monitoring metrics Identify the key performance indicators (KPIs) or other metrics that will be used to gauge the effectiveness and efficiency of the SOP.
  3. Monitor SOP compliance Regularly check if the SOP is being adhered to as per its guidelines. This could involve audits, spot checks, or reviews of process logs.
  4. Evaluate performance metrics Regularly assess the performance metrics defined for the SOP, looking for trends, potential issues, or opportunities for improvement.
  5. Gather feedback Actively seek feedback from personnel who are using the SOP, as they can provide valuable insights into the SOP's practicality and effectiveness.
  6. Analyze errors and deviations Pay attention to any errors or deviations that occur during the execution of the SOP. Analyze these for their root causes and possible solutions.
  7. Review changes in the environment Keep track of changes in the operational environment, industry standards, or regulatory requirements that could impact the SOP's relevance or effectiveness.
  8. Report monitoring results Regularly share the results of SOP monitoring with key stakeholders. This promotes transparency and informs any decision-making related to the SOP.
  9. Identify training needs Identify any additional training needs during the monitoring process. This could be due to personnel finding the SOP needing help to follow or changes in the SOP or the operational environment.
  10. Document monitoring activities Maintain detailed records of all monitoring activities and findings for future reference and audit purposes.


Periodic audits are performed to validate compliance with the SOP and to identify any issues or areas of non-compliance. Any non-compliance is addressed promptly.

  1. Establish audit schedule Define a routine schedule for auditing the SOP, with the frequency depending on the nature of the SOP and associated risks.
  2. Prepare audit checklist Develop a comprehensive checklist outlining the key elements to be reviewed during the audit, including SOP compliance, effectiveness, and documentation.
  3. Identify audit team Assemble a team of individuals who will conduct the audit. This should ideally include subject matter experts and individuals with an understanding of the audit process.
  4. Conduct internal audit Execute the internal audit according to the established schedule and checklist. This involves systematically evaluating SOP compliance and effectiveness.
  5. Collect and analyze data Gather and analyze data related to the implementation of the SOP, including deviations, errors, and personnel feedback.
  6. Evaluate compliance with regulations Ensure the SOP is in compliance with all relevant local, state, federal, and industry-specific regulations.
  7. Report audit findings Summarize the audit findings in a report detailing areas of compliance and areas requiring improvement.
  8. Provide recommendations Based on the audit findings, suggest improvements or modifications to the SOP to enhance its effectiveness and compliance.
  9. Communicate audit results Share the results and recommendations with relevant stakeholders, including management and personnel involved in the SOP.
  10. Document audit process and findings Maintain detailed records of the audit process, findings, and follow-up actions for accountability and future reference.

Review and Revision

Periodic review

SOPs should be reviewed periodically to ensure they remain up-to-date and effective. The company policy, legal requirements, or the SOP may determine the review frequency.

  1. Establish a review schedule Define a regular schedule for reviewing the SOP. This should be based on factors such as the SOP's complexity, frequency of use, and associated risks.
  2. Assemble review team Identify key stakeholders, subject matter experts, and representatives from departments impacted by the SOP to form a review team.
  3. Review SOP content Check the SOP for clarity, accuracy, and completeness. Ensure it aligns with current operations and includes all necessary steps and precautions.
  4. Check for compliance Review the SOP to ensure it is in compliance with all relevant laws, regulations, and industry standards.
  5. Gather feedback Collect feedback from personnel using the SOP and from management. Their experience and insights can be valuable for improving the SOP.
  6. Evaluate performance metrics Review the performance metrics or KPIs related to the SOP. Look for trends, issues, or areas for improvement.
  7. Review changes in the environment Consider changes in the operational environment, regulatory requirements, or industry best practices that may impact the SOP.
  8. Identify areas for improvement Based on feedback, performance metrics, and environmental changes, identify areas where the SOP could be improved.
  9. Draft revisions If necessary, draft revisions to the SOP to address identified areas for improvement. Involve the review team in this process.
  10. Document review process Record the review process and any identified areas for improvement. This documentation is crucial for transparency, accountability, and future reference.


If the review identifies areas for improvement, the SOP is revised. The revision process is similar to the creation process, including the drafting, review, and approval stages.

  1. Identify areas for revision After reviewing the SOP, pinpoint the sections that need revisions to improve clarity, accuracy, or compliance.
  2. Draft revisions Update the SOP by revising identified areas. This could involve rewording sections, adding missing information, or removing outdated content.
  3. Check for regulatory compliance Ensure that all revisions still align with relevant regulatory requirements, industry standards, and company policies.
  4. Update performance metrics If changes in the SOP could affect its performance metrics or KPIs, update these as well.
  5. Test revisions Test the revised SOP in a controlled setting to ensure the changes are effective and don't introduce new issues.
  6. Gather feedback on revisions Solicit feedback from the review team and personnel who will use the revised SOP. Their input can help ensure the revisions are practical and clear.
  7. Finalize revised SOP Based on testing and feedback, make further adjustments and finalize the revised SOP.
  8. Update SOP documentation: Update any accompanying documentation to reflect the revisions. This could include training materials, process maps, or checklists.
  9. Obtain approval for revised SOP Submit the revised SOP to the appropriate parties for approval before it is implemented.
  10. Document revision process Keep detailed records, including who was involved, what changes were made, and why those changes were necessary. This documentation can be crucial for future reference and audits.


Retirement need identification

If an SOP is no longer relevant or needed, it should be retired. The decision to retire an SOP could be due to changes in the business process, legislation, or technology.

  1. Review SOP performance Regularly evaluate the SOP's performance metrics and feedback to identify any signs that the SOP may no longer be needed.
  2. Monitor changes in the environment Stay aware of changes in the operational environment, regulations, technology, or industry practices that might render the SOP obsolete.
  3. Gather stakeholder feedback Seek input from stakeholders and personnel using the SOP regarding its continued relevance and effectiveness.
  4. Evaluate SOP usage If the SOP is rarely being used or referenced, this could indicate it's no longer needed.
  5. Consider process changes: If the process or procedure the SOP covers has changed significantly or been eliminated, the SOP may need to be retired.
  6. Identify redundancies If other SOPs cover the same or similar procedures, consider retiring the redundant SOPs to streamline operations.
  7. Weigh costs and benefits Assess the costs (in time, resources, etc.) of maintaining the SOP versus the benefits it provides. If the costs outweigh the benefits, it may be time to retire the SOP.
  8. Consult with subject matter experts Consult with experts in the area the SOP covers to gain their perspective on whether the SOP is still needed.
  9. Prepare retirement proposal If you identify a need to retire the SOP, prepare a proposal outlining your rationale and recommendations.
  10. Obtain approval for retirement Submit the retirement proposal to the appropriate parties for review and approval. Be prepared to provide supporting evidence and answer questions about the proposed retirement.

Communication and archiving

The retirement of the SOP is communicated to all relevant parties. The SOP is then archived for record-keeping purposes.

  1. Prepare communication plan Develop a plan to inform all relevant personnel about the SOP's retirement. The plan should detail the reasons for retirement and the implications for daily operations.
  2. Notify stakeholders Communicate the decision to retire the SOP to all affected stakeholders, including management, personnel who use the SOP, and any external parties, if applicable.
  3. Provide clear explanation In your communication, provide a clear explanation of why the SOP is being retired and how this decision was reached.
  4. Address potential concerns Anticipate and address potential concerns or questions in your communication. This can help prevent confusion or resistance.
  5. Update related documentation Revise any related documentation, procedures, or training materials that reference the retired SOP.
  6. Schedule removal Plan a date for the SOP's removal from active use. Ensure all parties are aware of this date.
  7. Retire the SOP: On the scheduled date, remove the SOP from all locations where it's actively used or referenced.
  8. Archive the SOP Preserve a copy of the retired SOP in an archive for historical reference, potential audits, or to aid in future SOP development.
  9. Record the retirement Document the retirement process, including the reason for retirement and any impact assessments. This record is useful for audits and future SOP reviews.
  10. Review the impact After a period of time, review the impact of the SOP's retirement to ensure it has not caused unforeseen issues or risks. If necessary, consider developing a new SOP to fill any gaps.